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Senior Compliance Officer

Location: West Midlands, England
Salary: Negotiable
Posted: 13 days ago
Contract Type: Permanent
Industry: Compliance & Financial Crime
Contact Name: Chris Ollerton
Contact Email: Chris.Ollerton@ojassociates.com
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No consultant information available

Senior Compliance Officer

Senior Compliance Officer

Oliver James Associates is currently supporting a leading specialist in financial services in their search for a Senior Compliance Officer. Primarily, the role involves an ability and willingness to support any of the Compliance Department's disciplines as required.

Responsibilities:

  • Keep up-to-date with changes to regulatory requirements or implementation of new legislation and codes of practice, and determine whether any further monitoring activity is required by the business.
  • Act as a centre of excellence for the Group in embedding compliant practices within the first line operations, including being involved in ad-hoc post implementation queries following legislative changes
  • Develop a constructive and collaborative relationship with business areas
  • Act with integrity and protect any sensitive information

Key Skills Required:

  • Previous experience in a similar compliance monitoring or audit role in a FCA regulated environment
  • Industry experience in either Financial services, Internal audit, Risk management
  • Ability to assimilate and utilise new information, processes and training
  • Excellent communication skills
  • Embraces change and is able to influence
  • Effectively prioritises tasks to ensure delivery meets critical deadlines
  • Experience in report writing to a high standard within strict deadlines
  • Appetite for learning and professional development

Qualifications:

  • Appropriate financial services industry and/or compliance qualification preferred

To learn more about this opportunity please email your CV and contact details directly to Chris.Ollerton@ojassociates.com. Alternatively, if this sounds like an interesting opportunity for somebody within your network, please get in touch to refer them.

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