Senior Compliance Officer

Job Title: Senior Compliance Officer
Contract Type: Permanent
Location: West Midlands, England
Salary: Negotiable
REF: 25987415_1538495064
Contact Name: Chris Ollerton
Contact Email:
Job Published: 9 months ago

Job Description

Senior Compliance Officer

Oliver James Associates is currently supporting a leading specialist in financial services in their search for a Senior Compliance Officer. Primarily, the role involves an ability and willingness to support any of the Compliance Department's disciplines as required.


  • Keep up-to-date with changes to regulatory requirements or implementation of new legislation and codes of practice, and determine whether any further monitoring activity is required by the business.
  • Act as a centre of excellence for the Group in embedding compliant practices within the first line operations, including being involved in ad-hoc post implementation queries following legislative changes
  • Develop a constructive and collaborative relationship with business areas
  • Act with integrity and protect any sensitive information

Key Skills Required:

  • Previous experience in a similar compliance monitoring or audit role in a FCA regulated environment
  • Industry experience in either Financial services, Internal audit, Risk management
  • Ability to assimilate and utilise new information, processes and training
  • Excellent communication skills
  • Embraces change and is able to influence
  • Effectively prioritises tasks to ensure delivery meets critical deadlines
  • Experience in report writing to a high standard within strict deadlines
  • Appetite for learning and professional development


  • Appropriate financial services industry and/or compliance qualification preferred

To learn more about this opportunity please email your CV and contact details directly to Alternatively, if this sounds like an interesting opportunity for somebody within your network, please get in touch to refer them.