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Senior Compliance Officer

Job Title: Senior Compliance Officer
Contract Type: Permanent
Location: West Midlands, England
Industry:
Salary: £50000 - £60000 per annum + Package
REF: 54514_1521824280
Contact Name: Richard Ollerton
Contact Email: Richard.Ollerton@ojassociates.com
Job Published: 9 months ago

Job Description

My client is national insurance business who is looking for a Senior Compliance Officer to manage and motivate your team to ensure timely identification and appropriate advice and guidance is given.

In this role you will:

  • Develop, monitor and manage the delivery of the Conduct Regulation Assurance Operational Plan to ensure the annual plan is met and that it provides assurance over key regulatory conduct risks and customer outcomes.
  • Lead, manage, motivate and develop reports so that they know what is expected, are able to maximise their contribution to business objectives and realise their potential.
  • Review, quality assure and sign off each stage of the assurance process to ensure Assurance Specialist work is factually accurate, consistently produced in line with quality standards and that the outputs add value and provide assurance to management.
  • Develop and maintain a conduct focused risk based entity universe to inform the annual Conduct Regulation Assurance Plan that considers all regulatory conduct risks and customer outcomes.