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Senior Compliance Associate

Job Title: Senior Compliance Associate
Contract Type: Permanent
Location: Dublin, Republic of Ireland
Industry:
Salary: Negotiable
: ASAP
REF: AM0003_1562776591
Contact Name: Andrew Monks
Contact Email: Andrew.Monks@ojassociates.com
Job Published: 3 months ago

Job Description

Compliance role focused on being an advisory contact and responsibility for the
design and implementation of required policies and procedures, including appropriate operational and Compliance oversight

Duties & Responsibilities
- Providing day-to-day European Compliance advice and guidance to a particular European business group and being their European
Compliance "point person".
- Advising on relevant policies and procedures.
- Working with the relevant business group to ensure matters arising on the regulatory timetable are actioned.
- Producing reports for senior management on Compliance advisory activities.
- Conducting new staff Compliance inductions and other regulatory training.
- Handling routine business as usual Compliance queries from the business.
- Assisting the planning, preparation and communication in respect of regulatory visits and periodic requests.
- Conducting internal inquiries and investigations as necessary.
-Advising the Compliance Monitoring team in respect of matters relevant to the oversight of a particular European business group.