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Regulatory Manager - wholesale and Investment Management

Job Title: Regulatory Manager - wholesale and Investment Management
Contract Type: Permanent
Location: City of London, London
Industry:
Salary: plus benefits and bonus
: asap
REF: WS1_1575388142
Contact Name: Victoria Heathcote
Contact Email: vh@ojassociates.com
Job Published: 7 months ago

Job Description

Regulatory manager - Market Abuse, trade Surveillance, Conflict of Interest.
London


I have a number of opportunities for technically proficient wholesale and investment management regulatory professionals.

Specific experience of Conflict of Interest, Trade Surveillance , Market Abuse and controls within a regulated / trading floor environment.

Regulatory manager - Market Abuse, Trade Surveillance, Conflict of Interest.
London
Banking and Investment Management

I have a number of opportunities for technically proficient wholesale and investment management regulatory professionals.

Specific experience of Conflict of Interest, Trade Surveillance , Market Abuse and Conduct controls within a regulated / trading floor environment.

I am interested in speaking to candidates from either the FCA, Advisory firm or financial institution.

If you would like to discuss further please e mail me on vh@ojassociates.com