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Investment Guideline Coder / Portfolio Compliance

Job Title: Investment Guideline Coder / Portfolio Compliance
Contract Type: Permanent
Location: Zürich, Switzerland
Industry:
Salary: Negotiable
REF: LH1007298_1520846109
Contact Name: Luke Hornsby
Contact Email: luke.hornsby@ojassociates.com
Job Published: 3 months ago

Job Description

I'm keen to speak with Portfolio Compliance / Investment Guideline Monitoring professionals who are based in either Geneva or Zurich to discuss opportunities with a number of leading Asset Management firms. Other candidates can be considered but they must be willing to relocate to Switzerland on a permanent basis and be eligible for a valid work permit.

Excellent written and spoken English are a must and ideal candidates are also fluent in either German or French.

I'm keen to speak with professionals who are based in either Geneva or Zurich to discuss opportunities with a number of leading Asset Management firms. Other candidates can be considered but they must be willing to relocate to Switzerland on a permanent basis and be eligible for a valid work permit.

Key Tasks:

  • Monitoring pre-trade and post-trade alerts
  • Keep up to date with relevant regulatory requirements and have good understand of regulatory frameworks (UCITS, AIFMD, etc...)
  • Code and monitor guidelines into the compliance system to ensure investment compliance
  • Document new and existing guidelines to ensure different teams within the business understand their purpose, discuss changed where appropriate

Ideal Candidates:

  • Have extensive previous experience coding guidelines into Charles River, Sentinel or Aladdin
  • Currently reside in or are citizens of Switzerland
  • Are strong communicators and are able to engage colleagues effectively
  • Have a university degree in a related Finance, Banking, Legal or Compliance related field

Excellent written and spoken English are a must and additional language skills (German/French) are definitely beneficial.

Contact me at Luke.Hornsby@ojassociates.com for more information or an informal chat about your circumstances.