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Head of Conduct Risk

Location: East Midlands, England
Salary: £100000 - £150000 per annum + + package
Posted: 11 days ago
Contract Type: Permanent
Industry: Compliance & Financial Crime
Contact Name: Richard Ollerton
Contact Email: Richard.Ollerton@ojassociates.com

Richard Ollerton

Consultant

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Head of Conduct Risk

* Primarily the management of conduct risks should be centred on achieving good outcomes for customers which is consistent with the companies values. However, the identification and management of regulatory expectations is also an important part of this role.
* The business adopts a three line model of defence. Therefore key strategic decisions on conduct strategy, tactics and operations will be vested within the operational first line of our business.
* This challenge will be based around the establishment of appropriately robust conduct frameworks which ensures that the business identifies and address their obligations under the FCA.
* Focus areas include advice and challenge around all aspects of the Group's Compliance framework and the business's Conduct model. Developing and delivering the Risk Monitoring plan, and managing conduct reporting to the Conduct Committee.
* The role supports senior management in the establishment and oversight of an appropriate conduct risk aware culture.

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