My client is a global financial services business who are looking for a Head of Compliance to spearhead the growth and development within the compliance function. This role will report into the CRO and be the focal point for all regulatory matters with the FCA.
In this role you will:
- Formulate and document the Company's compliance strategy based on government legislation and the regulators rules and guidance on best practice.
- To develop and implement appropriate controls and monitoring in the context of the business model to ensure that the firms meets its statutory and regulatory obligations and internal or Group requirements in respect of Compliance.
- Work with all key business lines and ensure that a good compliance culture is embedded within the firm.