Financial Services Internal Auditor

Job Title: Financial Services Internal Auditor
Contract Type: Permanent
Location: London, England
Salary: £40000 - £60000 per annum
REF: audit0_1552660579
Contact Name: Josephine Elliott
Contact Email:
Job Published: 2 months ago

Job Description

This role sits in the Financial Services Risk Assurance team at a Top 10 firm, which is part of the wider Risk Assurance Services faculty.

The role-holder will support the Senior Manager and Partner in the day to day delivery of internal audit and wider risk assurance services to a portfolio of financial services clients, whilst assisting in staff management and business development activities.

This is an exciting opportunity for an experience Internal Auditor who is passionate about delivering a high quality service to clients. The responsibilities are as follows:

  • Agreeing engagement scopes with clients
  • Overseeing client delivery by team members
  • Quality assurance reviews of internal audit files and reports
  • Approval of work in line with professional standards and mandated delegated authorities.
  • Effective stakeholder engagement and relationship management

My client are looking for extensive practical experience of working in an equivalent position in a professional services firm or large in-house function within industry. Technically proficient in executing and leading audits in accordance with IIA standards and the standards on effective audit in financial services across several of the following areas, such as:

  • Regulatory reporting (COREP/FINREP)
  • Client Money and Assets (CASS)
  • CRD IV
  • Recovery & Resolution Planning (RRP)
  • ICAAP and Pillar 3 reporting
  • Senior Managers & Certification Regime
  • FCA Systems and Controls - especially in relation to Compliance and Risk Management Frameworks Governance
  • Conduct Risk Management

The successful candidate will come from a background such as:

  • Insurance
  • Banking
  • Alternative Finance / Lending
  • FX Trading
  • Investment Management and funds
  • Asset Management
  • Broker/dealers and Prop traders
  • Investment banking and stockbroking