My client is a UK national Financial Services Business who are looking for a Deputy Head of Compliance who can support the executive board and Compliance Director in the delivery of all conduct and regulatory matters.
In this role you will:
- Set and develop the firms FCA Conduct Regulation with senior management along with internal standards aligned with the risk appetite of the Board.
- Providing oversight of conduct regulation departmental planning and the outcomes of departmental activity to ensure that required operational activities are undertaken.
- Ensure that regulation is adhered to and that all customers are treated fairly.
- Interact with Senior Management and governance committees to discuss conduct regulation issues and ensure implementation of action plans designed to maintain a compliant business.