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Deputy Head of Compliance

Job Title: Deputy Head of Compliance
Contract Type: Permanent
Location: West Midlands, England
Industry:
Salary: £85000 - £95000 per annum + package
REF: 124640_1519404923
Contact Name: Richard Ollerton
Contact Email: Richard.Ollerton@ojassociates.com
Job Published: 10 months ago

Job Description

My client is a UK national Financial Services Business who are looking for a Deputy Head of Compliance who can support the executive board and Compliance Director in the delivery of all conduct and regulatory matters.

In this role you will:

  • Set and develop the firms FCA Conduct Regulation with senior management along with internal standards aligned with the risk appetite of the Board.
  • Providing oversight of conduct regulation departmental planning and the outcomes of departmental activity to ensure that required operational activities are undertaken.
  • Ensure that regulation is adhered to and that all customers are treated fairly.
  • Interact with Senior Management and governance committees to discuss conduct regulation issues and ensure implementation of action plans designed to maintain a compliant business.