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Compliance Officer

Job Title: Compliance Officer
Contract Type: Permanent
Location: Surrey, England
Industry:
Salary: benefits
REF: 83563_1520959695
Contact Name: Jack Johnson
Contact Email: Jack.Johnson@ojassociates.com
Job Published: 6 months ago

Job Description

Oliver James Associates working with an Insurance Client for a Compliance Officer - Financial Promotions position.

This opportunity reports directly into the a Senior Manager and is part of the wider Group Compliance function. The team is responsible for all marketing Compliance, as well as providing project support to the wider business


Oliver James Associates working with an Insurance Client for a Compliance Officer - Financial Promotions position.

This opportunity reports directly into the a Senior Manager and is part of the wider Group Compliance function. The team is responsible for all marketing Compliance, as well as providing project support to the wider business.

This role will be responsible for making a significant contribution to the effectiveness of the Compliance functions through support and ongoing analysis of regulatory risk. You will become a specialist in Financial Promotions and will sign off all external marketing / business initiatives.

Other responsibilities will include:

  • Provide support and guidance to the business on the signing of financial promotions
  • Provide compliance support on regulatory projects across the business, including but not limited to GDPR and Conduct Risk
  • Provide consultancy support and reporting analyse to the wider Compliance functions.

This is an excellent opportunity for candidates with Financial Promotions experience who are wanting to broaden their Compliance experience, as well as strong financial promotions candidates wanting to prefer their craft.

This role will give you hands on experience and lots of autonomy in a small team in an exciting regulatory driven industry.

You must have financial promotions experience and have the hunger to succeed.