Compliance Monitoring Officer

Location: London, England
Salary: Negotiable
Posted: 10 days ago
Contract Type: Fixed Term
Industry: Compliance & Financial Crime
Contact Name: Aoife Devine
Contact Email:

No consultant information available

Compliance Monitoring Officer

I am currently recruiting for a specialist insurance company within the Lloyds of London Market who are currently looking for a compliance Monitoring Officer to come in and support the Head of Compliance Monitoring.

Role Requirements;

  • Monitoring reviews, including but not limited to:
  • Pre-visit planning, testing plans, terms of reference and notification
  • Collation and analysis of business information / documentation
  • Interviewing staff at all levels as appropriate
  • Providing appropriate feedback to the business on conclusion of the visit
  • Ensuring all compliance monitoring reports are to a specified standard
  • Ensuring the monitoring report register and database (with all supporting evidence / documentation) are maintained
  • Ensuring actions to improve compliance are appropriate and monitored for completion
  • Undertaking additional project work and targeted reviews as directed by the Group Chief Compliance Officer

Profile Requirements;

  • Previous experience of working within the Lloyds insurance market is desirable
  • Knowledge of monitoring / auditing practices
  • Broad knowledge of risk management practices
  • University degree or recognised industry accreditation

If this is of interest, please apply online with a copy of your CV.

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