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Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Dublin, Republic of Ireland
Industry:
Salary: Negotiable
REF: AM6_1569496683
Contact Name: Andrew Monks
Contact Email: Andrew.Monks@ojassociates.com
Job Published: 25 days ago

Job Description

An advisory contact within compliance function. You'll be responsible for design and implementation of policies and procedures.

  • Providing European Compliance advice and guidance to a European business group and being their European Compliance "point person".
  • Advising on relevant policies and procedures.
  • Producing reports for senior management on Compliance advisory activities.
  • Conducting new staff Compliance inductions and other regulatory training.
  • Assisting the planning, preparation and communication in respect of regulatory visits and periodic requests.
  • Conducting internal inquiries and investigations as necessary.
  • Participating in special projects and assisting with any other matters as directed by the European Compliance management team.

Requirements

  • Four - Five years related Compliance experience in an investment management business or equivalent.
  • Knowledge of FCA, DWP and HMRC rules and regulations commensurate with experience level. Knowledge and experience of UK and/or Irish UCITS (investment funds and/or ETFs) preferable.