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Compliance Manager

  • Location:

    Birmingham

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    £50000 - £55000 per annum

  • Contact:

    Nathan Burke

  • Contact email:

    Nathan.Burke@oliverjames.com

  • Job ref:

    JOB-102023-225916_1696604613

  • Published:

    7 months ago

  • Expiry date:

    2023-11-05

I am currently partnered with a leading Financial Services firm based in the North Birmingham area who are currently looking for a Compliance Manager within a Regulatory Advisory capacity. This is a hybrid based role, looking for someone to travel into the office once per week. The company is currently offering £50,000 to £55,000 per annum + bonus and wider benefits.

Day to day responsibilities;

  • Provide second line assurance to the business through reviews of internal files, complaints, claims and T&C's.
  • Reporting on activity within the business to the relevant parties in relation to Risk and Compliance frameworks.
  • Assessing potential risks to the business via regulatory updates impacting the market, providing consultancy services to implement change within the Risk and Compliance functions.
  • Supporting the Directors in relation to reporting to the relevant governing bodies in a timely manner.

Profile requirements;

  • Technical knowledge and practical application of the FCA handbook.
  • Experience of working in a Business Advisory role, managing senior stakeholders and building relationships with various business functions.
  • Knowledge of SMCR, CONC and ICOBS would be beneficial - particularly within the Financial Services space.
  • Ability to travel to North Birmingham once a week is essential.

If this role is of interest, please apply online with a copy of your updated CV.

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