In this role you will be the focal point of contact for all regulatory matters in advice and guidance. You will be pro active in your approach and communicate effectively with key business areas to establish good relationships.
Please find below some of the roles and responsibilities:-
- Attend where necessary business executive/ leadership governance meetings and identify and share professional and regulatory risks to the business and work with the business to enhance controls as appropriate.
- Support the business to ensure that any queries are investigated and resolved appropriately. Also providing a sound solution for any technical regulatory issues.
- Promote an open line of communication between Compliance and the business to provide the business with updates on current Compliance initiatives and projects and vice versa.