Compliance Advisor

Job Title: Compliance Advisor
Contract Type: Permanent
Location: City of London, London
Salary: £45000 - £55000 per annum
REF: 58575_1551704412
Contact Name: Luke Almond
Contact Email:
Job Published: 3 months ago

Job Description

Compliance Advisor


To £55,000 + benefits

Oliver James Associates are currently representing a leading investments organisation in their search for a compliance advisor. My client are a FTSE 250 organisation going from strength to strength - they have recently won awards for the best advisor platform and overall service.

  • This role will see you support the corporate compliance manager and you will play a key role in delivering advice on operational, financial crime and conduct related matters.
  • You will manage the various compliance processes - in particular financial promotions approvals
  • You will also manage the group policy approval process and policy list
  • You will assist in reg change projects and various other compliance initiatives

Required experience

  • Experience working in a financial services compliance department
  • Experience providing compliance advice on conduct
  • Understanding of financial products, ie Pensions
  • Knowledge of the FCA handbook
  • Ideally experience approving fin promotions & working on reg chance projects
  • Educated to degree level

Please get in touch with Luke Almond for further details.