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Compliance Advisor

Location: City of London, London
Salary: £45000 - £55000 per annum
Posted: 14 days ago
Contract Type: Permanent
Industry: Risk
Contact Name: Luke Almond
Contact Email: Luke.Almond@ojassociates.com

Luke Almond

Consultant - Customer Insights, UK

See more of Luke Almond's jobs

Compliance Advisor

Compliance Advisor

London

To £55,000 + benefits

Oliver James Associates are currently representing a leading investments organisation in their search for a compliance advisor. My client are a FTSE 250 organisation going from strength to strength - they have recently won awards for the best advisor platform and overall service.

  • This role will see you support the corporate compliance manager and you will play a key role in delivering advice on operational, financial crime and conduct related matters.
  • You will manage the various compliance processes - in particular financial promotions approvals
  • You will also manage the group policy approval process and policy list
  • You will assist in reg change projects and various other compliance initiatives

Required experience

  • Experience working in a financial services compliance department
  • Experience providing compliance advice on conduct
  • Understanding of financial products, ie Pensions
  • Knowledge of the FCA handbook
  • Ideally experience approving fin promotions & working on reg chance projects
  • Educated to degree level

Please get in touch with Luke Almond for further details.